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Investment Adviser Firm Summary

INVESCO ADVISERS, INC. (CRD# 105360 / SEC# 801-33949)
Alternate Names: INVESCO ADVISERS, INC. , INVESCO INSTITUTIONAL (N.A.), INC. , INVESCO, INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/30/1988

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/07/1991
Alaska 04/29/1993
Arizona 08/25/1994
Arkansas 10/12/1992
California 10/30/1991
Colorado 01/26/1999
Connecticut 09/15/1997
Delaware 01/13/1999
District of Columbia 01/01/1994
Florida 02/12/1972
Georgia 04/03/1989
Hawaii 09/07/1993
Idaho 12/08/1992
Illinois 10/25/1990
Indiana 05/31/2001
Iowa 01/29/1999
Kansas 02/18/1991
Kentucky 08/30/1990
Louisiana 10/09/2001
Maine 06/11/1993
Maryland 06/14/1991
Massachusetts 04/14/1994
Michigan 01/26/2001
Minnesota 09/11/1990
Mississippi 12/04/1997
Missouri 02/05/1992
Montana 01/01/1998
Nebraska 02/03/1993
Nevada 03/15/1996
New Hampshire 01/07/1981
New Jersey 10/05/1990
New Mexico 11/27/1990
New York 01/27/1992
North Carolina 01/26/2001
North Dakota 03/30/2004
Ohio 03/30/2004
Oklahoma 01/01/1998
Oregon 06/08/1987
Pennsylvania 09/21/1992
Puerto Rico 05/12/1993
Rhode Island 01/01/1993
South Carolina 10/26/1990
South Dakota 03/18/1993
Tennessee 03/27/1987
Texas 10/26/1990
Utah 07/01/1991
Vermont 02/15/1995
Virgin Islands 03/26/2013
Virginia 07/24/1987
Washington 12/01/1991
West Virginia 11/28/1990
Wisconsin 06/29/2000

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser