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Investment Adviser Firm Summary

SIGNET FINANCIAL MANAGEMENT, LLC (CRD# 105310 / SEC# 801-31294)
Alternate Names: JOSHUA LAUREN & CO INC , KRASNEY FINANCIAL, LLC , SIGNET FINANCIAL MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/15/1988

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 08/02/2007
Alaska 01/14/2008
Arizona 06/04/2007
Arkansas 07/30/2015
California 07/31/2007
Colorado 01/29/2008
Connecticut 11/03/2003
Delaware 11/03/2003
District of Columbia 09/22/2015
Florida 03/04/1988
Georgia 07/18/2007
Idaho 08/06/2007
Illinois 03/10/2014
Indiana 02/23/2007
Kentucky 05/30/2007
Louisiana 12/19/2007
Maine 02/15/2011
Maryland 11/11/2009
Massachusetts 04/20/2006
Michigan 08/08/2014
Minnesota 06/27/2012
Missouri 03/04/2014
Montana 12/23/2011
New Hampshire 12/23/2011
New Jersey 02/01/1988
New York 01/07/1988
North Carolina 02/20/2007
Ohio 08/02/2007
Oregon 01/14/2008
Pennsylvania 11/03/2003
Rhode Island 01/23/2015
South Carolina 09/14/2009
Tennessee 12/23/2011
Texas 12/06/2006
Utah 12/23/2011
Vermont 09/14/2007
Virginia 07/05/2007
Washington 06/18/2007
West Virginia 01/25/2007
Wisconsin 02/02/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser