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Investment Adviser Firm Summary

WBH ADVISORY, INC. (CRD# 105289 / SEC# 801-27973)
Alternate Names: WAGNER BOWMAN MANAGEMENT CORP , WAGNER CAPITAL MANAGEMENT CORP , WBH ADVISORY, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/03/1986

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 01/24/2007
Delaware 10/10/2017
District of Columbia 01/29/2001
Florida 06/22/1992
Illinois 10/29/2018
Maryland 12/05/1990
New Hampshire 01/20/2012
New Jersey 03/16/2009
New York 01/24/2007
Ohio 10/26/2018
Pennsylvania 04/10/1996
South Carolina 01/09/2018
Texas 01/20/2012
Virginia 12/03/1991

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser