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Investment Adviser Firm Summary

PACIFIC FINANCIAL GROUP INC (CRD# 105203 / SEC# 801-18151)
Alternate Names: PACIFIC FINANCIAL GROUP INC , THE PACIFIC FINANCIAL GROUP , THE PACIFIC FINANCIAL GROUP, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/10/1983

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/26/2007
Alaska 02/02/1998
Arizona 09/20/1999
Arkansas 01/16/2007
California 05/22/1997
Colorado 06/28/2002
Connecticut 09/07/2007
Delaware 10/02/2012
District of Columbia 03/04/2015
Florida 05/05/1999
Georgia 09/11/2000
Hawaii 06/16/2011
Idaho 03/08/1999
Illinois 02/13/2001
Indiana 10/24/2002
Iowa 08/15/2008
Kansas 03/20/2000
Kentucky 03/14/2011
Louisiana 09/03/2010
Maine 04/07/2011
Maryland 01/24/2003
Massachusetts 09/25/2006
Michigan 05/17/2004
Minnesota 03/19/2008
Mississippi 03/14/2011
Missouri 05/17/2001
Montana 05/17/2001
Nebraska 01/11/2007
Nevada 03/12/2000
New Hampshire 09/03/2010
New Jersey 08/17/2004
New Mexico 03/25/2010
New York 03/27/2003
North Carolina 10/24/2003
North Dakota 01/12/2017
Ohio 04/07/2010
Oklahoma 04/16/1998
Oregon 11/16/1996
Pennsylvania 11/03/2000
Puerto Rico 03/07/2016
Rhode Island 06/19/2012
South Carolina 01/06/2004
South Dakota 04/04/2016
Tennessee 06/06/2000
Texas 11/06/1998
Utah 12/07/1999
Vermont 10/01/2018
Virginia 07/30/2003
Washington 05/14/1997
West Virginia 11/08/2005
Wisconsin 05/17/2001
Wyoming 10/01/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser