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Investment Adviser Firm Summary

PANAGORA ASSET MANAGEMENT INC (CRD# 105201 / SEC# 801-35497)
Alternate Names: PANAGORA ASSET MANAGEMENT INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/09/1989

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/31/2015
Arizona 01/23/2017
Arkansas 03/31/2015
California 09/25/1995
Colorado 12/21/2007
Connecticut 06/18/1997
Delaware 03/31/2015
Florida 04/25/2007
Georgia 03/31/2015
Illinois 04/26/2007
Indiana 03/09/2018
Iowa 04/25/2007
Maryland 12/16/2015
Massachusetts 11/07/2002
Michigan 03/30/2005
Minnesota 11/30/2009
Missouri 03/30/2005
Nevada 03/01/2013
New Jersey 05/10/2007
New Mexico 03/01/2013
New York 03/30/2005
North Dakota 01/23/2017
Ohio 03/30/2005
Oregon 10/31/2013
Pennsylvania 04/24/2007
Tennessee 03/31/2005
Texas 04/17/1996
Utah 12/16/2015
Virginia 04/24/2007
Washington 04/24/2007
Wisconsin 09/21/1995

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser