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Investment Adviser Firm Summary

REMBERT GROUP, INC. (CRD# 105171 / SEC# 801-21425)
Alternate Names: REMBERT D'ORAZIO & FOX , REMBERT D'ORAZIO & FOX INC , REMBERT GROUP, INC. , REMBERT PENDLETON & FOX , REMBERT PENDLETON & FOX, INC. , REMBERT PENDLETON JACKSON , THE REMBERT GROUP, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/01/1984

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 11/21/2008
California 04/02/2012
Colorado 04/02/2012
Delaware 03/15/2018
District of Columbia 03/30/2004
Florida 03/31/2004
Louisiana 03/15/2018
Maryland 08/06/1993
Massachusetts 03/30/2004
New Hampshire 03/30/2004
New Jersey 09/11/2013
New York 08/22/2013
North Carolina 03/30/2004
Ohio 03/15/2018
Pennsylvania 03/30/2004
South Carolina 04/01/2013
Texas 03/30/2004
Virginia 10/07/1987

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser