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Investment Adviser Firm Summary

CONGRESS ASSET MANAGEMENT COMPANY, LLP (CRD# 105161 / SEC# 801-23386)
Alternate Names: CONGRESS ASSET MANAGEMENT CO , CONGRESS ASSET MANAGEMENT COMPANY, LLP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/31/1985

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/06/1993
Alaska 12/11/2002
Arizona 01/01/1995
Arkansas 12/11/2002
California 07/02/1991
Colorado 12/11/2002
Connecticut 02/09/1999
Delaware 08/19/2003
District of Columbia 01/03/2000
Florida 05/07/1991
Georgia 08/20/1991
Hawaii 12/11/2002
Idaho 12/11/2002
Illinois 10/01/1991
Indiana 02/07/2001
Iowa 12/11/2002
Kansas 12/11/2002
Kentucky 06/23/1993
Louisiana 10/02/2001
Maine 06/16/1994
Maryland 05/02/1991
Massachusetts 09/02/2011
Michigan 01/08/2001
Minnesota 05/20/1991
Mississippi 12/11/2002
Missouri 06/29/1992
Montana 12/11/2002
Nebraska 02/01/1999
Nevada 05/05/1993
New Hampshire 10/19/1992
New Jersey 09/24/1991
New Mexico 03/11/1993
New York 04/03/1991
North Carolina 01/19/2001
North Dakota 12/11/2002
Ohio 12/11/2002
Oklahoma 04/24/2000
Oregon 12/11/2002
Pennsylvania 07/08/1992
Rhode Island 01/01/1993
South Carolina 01/19/2001
South Dakota 12/11/2002
Tennessee 04/17/1991
Texas 10/02/1991
Utah 12/11/2002
Vermont 11/10/1994
Virginia 09/04/1991
Washington 05/26/1992
West Virginia 04/22/1991
Wisconsin 12/11/2002
Wyoming 03/20/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser