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Investment Adviser Firm Summary

SADOFF INVESTMENT MANAGEMENT LLC (CRD# 105160 / SEC# 801-14017)
Alternate Names: SADOFF INVESTMENT MANAGEMENT LLC , SADOFF RONALD BRUCE , SADOFF RONALD MAJOR TRENDS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/08/1978

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 05/04/2005
California 03/09/1994
Colorado 05/02/2017
Florida 11/27/1995
Illinois 07/19/1979
Louisiana 09/09/2009
Maryland 05/01/2018
Michigan 08/20/2013
Minnesota 04/03/1997
New Hampshire 05/01/2018
North Dakota 06/08/2005
South Dakota 06/13/2005
Texas 10/23/2012
Utah 05/26/1992
Washington 05/02/2017
Wisconsin 09/26/1978

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser