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Investment Adviser Firm Summary

SEI INVESTMENTS MANAGEMENT CORP (CRD# 105146 / SEC# 801-24593)
Alternate Names: GOAL INVESTOR , GOALINVESTOR , SEI ADVISOR NETWORK , SEI FIXED INCOME PORTFOLIO MANAGEMENT , SEI INVESTMENTS MANAGEMENT CORP , SEI PRIVATE WEALTH MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/27/1985

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/02/1994
Alaska 10/19/1994
Arizona 01/01/1995
Arkansas 10/05/1994
California 08/26/1985
Colorado 01/01/1999
Connecticut 10/22/1997
Delaware 07/31/2003
District of Columbia 04/01/1994
Florida 08/24/1993
Georgia 08/01/1994
Hawaii 11/01/1995
Idaho 10/18/1994
Illinois 12/28/1994
Indiana 02/07/2001
Iowa 01/01/1999
Kansas 05/30/1995
Kentucky 10/06/1994
Louisiana 10/16/2001
Maine 01/25/1995
Maryland 09/09/1995
Massachusetts 10/13/1994
Michigan 12/04/1997
Minnesota 08/30/1994
Mississippi 09/22/1997
Missouri 10/18/1995
Montana 01/01/1998
Nebraska 09/18/1995
Nevada 10/10/1994
New Hampshire 11/03/1994
New Jersey 11/23/1994
New Mexico 11/18/1994
New York 08/03/1984
North Carolina 01/22/2001
North Dakota 07/07/1995
Ohio 01/01/2001
Oklahoma 01/01/1998
Oregon 12/30/1994
Pennsylvania 09/27/1995
Puerto Rico 07/29/2005
Rhode Island 10/07/1994
South Carolina 10/28/1994
South Dakota 10/05/1994
Tennessee 11/07/1994
Texas 09/25/1985
Utah 01/01/1995
Vermont 10/16/1995
Virgin Islands 03/30/2018
Virginia 10/28/1994
Washington 10/21/1994
West Virginia 09/14/1994
Wisconsin 12/07/1994
Wyoming 03/30/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser