at


Investment Adviser Firm Summary

PRIO WEALTH LIMITED PARTNERSHIP (CRD# 105058 / SEC# 801-31805)
Alternate Names: PRIO WEALTH LIMITED PARTNERSHIP , SEAWARD MANAGEMENT , SEAWARD MANAGEMENT BUSINESS TRUST , SEAWARD MANAGEMENT CORP , SEAWARD MANAGEMENT LIMITED PARTNERSHIP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/18/1988

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 08/25/2006
Alaska 08/11/2006
Arizona 01/07/2005
Arkansas 08/10/2006
California 01/30/1996
Colorado 02/04/2004
Connecticut 02/04/2004
Delaware 08/14/2006
District of Columbia 01/07/2005
Florida 01/02/1996
Georgia 01/07/2005
Hawaii 08/08/2006
Idaho 02/10/2005
Illinois 03/10/2005
Indiana 08/08/2006
Iowa 01/18/2005
Kansas 08/08/2006
Kentucky 08/08/2006
Louisiana 08/08/2006
Maine 11/01/1995
Maryland 02/04/2004
Massachusetts 04/14/1994
Michigan 02/04/2004
Minnesota 02/16/2005
Mississippi 08/08/2006
Missouri 02/06/2006
Montana 09/30/2005
Nebraska 02/10/2005
Nevada 08/08/2006
New Hampshire 04/15/1992
New Jersey 02/17/2004
New Mexico 02/10/2005
New York 02/04/2004
North Carolina 02/10/2005
North Dakota 08/08/2006
Ohio 02/04/2004
Oklahoma 08/08/2006
Oregon 02/10/2005
Pennsylvania 02/04/2004
Puerto Rico 08/08/2006
Rhode Island 01/24/1996
South Carolina 02/10/2005
South Dakota 08/08/2006
Tennessee 08/09/2006
Texas 02/04/2004
Utah 08/08/2006
Vermont 12/13/1995
Virginia 02/10/2005
Washington 01/07/2005
West Virginia 08/08/2006
Wisconsin 02/06/2006

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser