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Investment Adviser Firm Summary

CAPITAL MANAGEMENT ASSOCIATES INC (CRD# 105010 / SEC# 801-35808)
Alternate Names: CAPITAL MANAGEMENT ASSOCIATES INC , FIRST ADVISORS , RONIN ADVISORY

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/02/1990

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 04/03/2018
California 04/04/2018
Florida 11/13/1996
Illinois 08/12/1987
Iowa 04/11/2014
Michigan 09/07/2011
Minnesota 01/03/1990
Montana 06/07/1994
Nebraska 08/01/2016
Tennessee 08/01/2016
Texas 09/27/1993
Wisconsin 09/06/1995

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser