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Investment Adviser Firm Summary

VONTOBEL ASSET MANAGEMENT, INC. (CRD# 105007 / SEC# 801-21953)
Alternate Names: QUALITY GROWTH BOUTIQUE , VONTOBEL ASSET MANAGEMENT , VONTOBEL ASSET MANAGEMENT, INC. , VONTOBEL QUALITY GROWTH , VONTOBEL QUALITY GROWTH BOUTIQUE , VONTOBEL QUALITY INCOME , VONTOBEL USA INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/03/1984

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/27/2013
Arizona 03/30/2012
Arkansas 03/30/2012
California 10/03/1989
Colorado 03/31/2004
Connecticut 03/25/2003
Delaware 03/30/2005
District of Columbia 03/30/2012
Florida 07/31/2002
Georgia 07/31/2002
Idaho 03/30/2015
Illinois 08/01/2002
Indiana 07/31/2002
Iowa 03/30/2012
Kansas 03/25/2003
Kentucky 03/30/2012
Louisiana 07/31/2002
Maine 03/27/2013
Maryland 03/25/2003
Massachusetts 07/31/2002
Michigan 07/31/2002
Minnesota 03/30/2012
Mississippi 03/30/2015
Missouri 05/19/2003
Montana 03/30/2015
Nebraska 03/30/2015
Nevada 07/31/2002
New Hampshire 03/25/2003
New Jersey 07/31/2002
New Mexico 03/22/2007
New York 05/16/1989
North Carolina 07/31/2002
North Dakota 03/30/2015
Ohio 07/31/2002
Oklahoma 03/30/2012
Oregon 07/31/2002
Pennsylvania 07/31/2002
Puerto Rico 03/30/2012
Rhode Island 03/31/2004
South Carolina 03/25/2003
South Dakota 03/30/2015
Tennessee 05/20/2003
Texas 01/01/2001
Utah 03/30/2015
Vermont 03/27/2013
Virginia 07/31/2002
Washington 07/31/2002
West Virginia 03/27/2013
Wisconsin 03/30/2012

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser