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Investment Adviser Firm Summary

SUMMIT FINANCIAL RESOURCES INC (CRD# 104990 / SEC# 801-18223)
Alternate Names: ARMENTI PLANNING CO , CONWAY WEALTH GROUP LLC , EXECUTIVE WEALTH PLANNING GROUP , FAMILY WEALTH PLANNING , FINANCIAL PRODUCTS INC. , GOLDENTHAL & SUSS FINANCIAL SERVICES INC. , HF ADVISORS , INTEGRATED WEALTH MANAGEMENT , LEROY WEALTH MANAGEMENT , NATIONAL WEALTH ADVISORS , NOLAN WEALTH MANAGEMENT LLC , PHARMAEXECUTIVE WEALTH ADVISORS , REX GLOBAL WEALTH MANAGEMENT , SPARTAN FINANCIAL GROUP LLC , SUMMIT FINANCIAL RESOURCES INC , TANISTRY WEALTH MANAGEMENT , THE ESSEX GROUP , THE FAMILY WEALTH INSTITUTE , THE IOLA FINANCIAL GROUP , THE PRIVATE CLIENT GROUP LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/10/1983

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 10/14/2014
Alaska 10/14/2014
Arizona 10/14/2014
Arkansas 07/27/2016
California 10/14/2014
Colorado 10/14/2014
Connecticut 03/23/1999
Delaware 10/14/2014
District of Columbia 10/14/2014
Florida 01/12/1987
Georgia 10/14/2014
Hawaii 10/14/2014
Illinois 10/20/2014
Indiana 10/14/2014
Iowa 10/14/2014
Kansas 10/14/2014
Kentucky 10/14/2014
Louisiana 10/14/2014
Maine 10/14/2014
Maryland 10/14/2014
Massachusetts 10/14/2014
Michigan 10/14/2014
Minnesota 10/14/2014
Missouri 10/14/2014
Montana 10/14/2014
Nebraska 10/14/2014
Nevada 10/14/2014
New Hampshire 10/14/2014
New Jersey 02/10/1983
New Mexico 10/14/2014
New York 08/28/1987
North Carolina 10/14/2014
Ohio 10/14/2014
Oklahoma 10/14/2014
Oregon 10/14/2014
Pennsylvania 01/02/1997
Puerto Rico 10/14/2014
Rhode Island 10/14/2014
South Carolina 10/14/2014
South Dakota 10/14/2014
Tennessee 10/14/2014
Texas 10/14/2014
Utah 10/14/2014
Vermont 10/14/2014
Virginia 01/15/2003
Washington 10/14/2014
Wisconsin 10/14/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser