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Investment Adviser Firm Summary

WELLS CAPITAL MANAGEMENT INCORPORATED (CRD# 104973 / SEC# 801-21122)
Alternate Names: WELLS CAPITAL MANAGEMENT INC , WELLS CAPITAL MANAGEMENT INCORPORATED

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/27/1984

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/25/2000
Alaska 09/15/2000
Arizona 10/31/2000
Arkansas 10/01/1999
California 02/14/1985
Colorado 09/22/2000
Connecticut 09/14/2000
Delaware 06/10/2002
District of Columbia 12/07/2000
Florida 10/23/2000
Georgia 02/20/1998
Hawaii 09/13/2000
Idaho 09/14/2000
Illinois 05/09/2000
Indiana 02/07/2001
Iowa 01/25/2001
Kansas 09/15/2000
Kentucky 10/04/1999
Louisiana 10/18/2001
Maine 09/14/2000
Maryland 09/20/2000
Massachusetts 04/03/1998
Michigan 10/01/1999
Minnesota 09/22/2000
Mississippi 10/01/1999
Missouri 09/14/2000
Montana 01/01/2000
Nebraska 09/18/2000
Nevada 04/02/1998
New Hampshire 09/18/2000
New Jersey 10/04/1999
New Mexico 09/19/2000
New York 09/22/2000
North Carolina 01/11/2001
North Dakota 09/22/2000
Ohio 10/14/1999
Oklahoma 09/25/2000
Oregon 05/03/2001
Pennsylvania 09/30/1999
Puerto Rico 09/29/2000
Rhode Island 09/19/2000
South Carolina 09/30/2003
South Dakota 09/18/2000
Tennessee 10/05/1999
Texas 04/03/1998
Utah 09/19/2000
Vermont 12/21/2000
Virginia 10/17/2000
Washington 09/20/2000
West Virginia 09/30/1999
Wisconsin 09/18/2000
Wyoming 03/30/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser