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Investment Adviser Firm Summary

FAMILY MANAGEMENT CORPORATION (CRD# 104951 / SEC# 801-35943)
Alternate Names: FAMILY MANAGEMENT CORP , FAMILY MANAGEMENT CORPORATION

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/02/1990

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/09/2009
Alaska 02/16/2007
Arizona 10/30/2003
California 05/07/1991
Colorado 03/30/2005
Connecticut 07/14/2003
Delaware 09/18/2006
District of Columbia 03/29/2006
Florida 03/14/1995
Georgia 02/14/2007
Illinois 09/19/2006
Indiana 02/14/2007
Kansas 12/04/2015
Maine 02/14/2007
Maryland 03/29/2006
Massachusetts 07/12/1996
Michigan 09/14/2006
Montana 02/14/2007
Nevada 03/29/2006
New Hampshire 02/14/2007
New Jersey 08/16/1993
New Mexico 11/09/2009
New York 02/21/1990
North Carolina 02/14/2007
Ohio 03/31/2014
Oregon 02/14/2007
Pennsylvania 08/07/2002
South Dakota 03/29/2018
Texas 02/14/2007
Utah 03/29/2018
Vermont 04/15/1996
Virginia 03/30/2005
Washington 02/14/2007
West Virginia 03/29/2018
Wisconsin 02/14/2007
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser