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Investment Adviser Firm Summary

GAMCO ASSET MANAGEMENT INC. (CRD# 104950 / SEC# 801-14132)
Alternate Names: GABELLI ASSET MANAGEMENT COMPANY , GAMCO ASSET MANAGEMENT INC. , GAMCO INVESTORS INC , GAMCO INVESTORS, INC. , WOODLAND PARTNERS DIVISION OF GAMCO ASSET MANAGEMENT INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/05/1978

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 12/22/2002
Alaska 07/31/1991
Arizona 08/17/1994
Arkansas 09/16/1991
California 07/18/1988
Colorado 03/10/2009
Connecticut 09/11/1997
Delaware 03/31/2003
District of Columbia 05/20/1998
Florida 10/13/1987
Georgia 10/16/1991
Hawaii 05/14/1990
Idaho 08/07/1991
Illinois 09/29/1987
Indiana 02/07/2001
Iowa 01/01/1999
Kansas 07/22/1991
Kentucky 12/11/1991
Louisiana 10/08/2001
Maine 09/12/1991
Maryland 05/13/1991
Massachusetts 04/05/1994
Michigan 03/29/2005
Minnesota 08/20/1991
Mississippi 12/10/1997
Missouri 06/25/1991
Montana 01/01/1998
Nebraska 09/23/1991
Nevada 10/10/1991
New Hampshire 08/27/1991
New Jersey 08/27/1987
New Mexico 09/10/1991
New York 03/08/1994
North Carolina 01/24/2001
North Dakota 03/10/2009
Ohio 05/07/1999
Oklahoma 01/01/1998
Oregon 09/25/1987
Pennsylvania 03/16/1989
Puerto Rico 08/13/1991
Rhode Island 01/01/1993
South Carolina 01/24/2001
South Dakota 08/06/1991
Tennessee 02/19/1998
Texas 05/04/1989
Utah 07/18/1991
Vermont 11/28/1994
Virginia 07/21/1997
Washington 09/19/1991
West Virginia 07/19/1991
Wisconsin 10/25/1991

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser