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Investment Adviser Firm Summary

CINCINNATI ASSET MANAGEMENT INC (CRD# 104946 / SEC# 801-34376)
Alternate Names: CINCINNATI ASSET MANAGEMENT INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/05/1989

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/11/2003
Alaska 03/22/2002
Arizona 01/01/2000
Arkansas 11/07/2014
California 04/29/1998
Colorado 06/09/2003
Connecticut 10/18/2000
Delaware 06/09/2003
District of Columbia 08/20/2002
Florida 02/15/1994
Georgia 01/17/2003
Hawaii 03/25/2009
Idaho 03/25/2009
Illinois 07/06/1999
Indiana 02/07/2001
Iowa 03/25/2002
Kansas 02/19/2008
Kentucky 04/17/1995
Louisiana 01/14/2010
Maine 08/20/2002
Maryland 03/19/2002
Massachusetts 03/19/2002
Michigan 11/28/2000
Minnesota 04/16/2003
Mississippi 05/25/2016
Missouri 05/24/1999
Montana 02/24/2012
Nebraska 02/24/2012
Nevada 08/29/2005
New Hampshire 04/08/2003
New Jersey 12/14/2001
New Mexico 01/18/2005
New York 10/11/2002
North Carolina 10/11/2002
Ohio 09/11/1999
Oklahoma 03/18/2013
Oregon 12/04/2003
Pennsylvania 04/24/2001
Puerto Rico 01/14/2014
Rhode Island 10/11/2002
South Carolina 01/17/2003
South Dakota 02/24/2012
Tennessee 10/31/1990
Texas 01/31/1994
Utah 10/27/2003
Vermont 01/05/2007
Virginia 04/24/2001
Washington 03/18/2004
West Virginia 05/01/1995
Wisconsin 08/20/2002
Wyoming 03/22/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser