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Investment Adviser Firm Summary

MODERN PORTFOLIO MANAGEMENT INC (CRD# 104926 / SEC# 801-50488)
Alternate Names: MODERN PORTFOLIO MANAGEMENT INC , MODERN PORTFOLIO MANAGEMNT INC , MPM WEALTH ADVISORS , MPM WEALTH ADVISORS INC. , MPM WEALTH ADVISORS, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/17/1995
Florida Cancelled 03/21/2003

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/17/2015
California 05/07/2007
Colorado 01/02/2015
Florida 01/09/1997
Georgia 03/31/2014
Illinois 05/04/2005
Indiana 04/22/2005
Kentucky 03/31/2005
Louisiana 03/17/2015
Michigan 01/08/1998
New York 03/24/2003
North Carolina 03/17/2015
Ohio 10/14/1999
Tennessee 07/17/2003
Texas 10/10/2006
Virginia 03/31/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser