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Investment Adviser Firm Summary

DORSEY, WRIGHT & ASSOCIATES, LLC (CRD# 104925 / SEC# 801-29045)
Alternate Names: DORSEY WRIGHT & ASSOCIATES , DORSEY WRIGHT MONEY MANAGEMENT , DORSEY, WRIGHT & ASSOCIATES, INC. , DORSEY, WRIGHT & ASSOCIATES, LLC , NASDAQ DORSEY WRIGHT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/06/1987

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/28/2003
Alaska 06/16/2008
Arizona 04/19/2001
Arkansas 02/06/2007
California 10/13/1993
Connecticut 03/31/1998
Delaware 09/15/2008
District of Columbia 03/14/2012
Florida 01/03/1994
Georgia 08/20/1993
Idaho 06/06/2006
Illinois 11/26/1996
Indiana 10/17/2002
Iowa 01/01/1999
Kansas 10/11/2004
Kentucky 04/16/2002
Louisiana 10/04/2001
Maine 06/06/2006
Maryland 11/12/1996
Massachusetts 01/29/1995
Michigan 08/26/2003
Minnesota 09/03/1996
Mississippi 11/10/2011
Missouri 06/13/1997
Montana 03/27/2006
Nebraska 07/21/2011
Nevada 03/27/2006
New Hampshire 02/22/2000
New Jersey 09/16/1996
New Mexico 07/10/2007
New York 07/09/1993
North Carolina 07/09/2001
North Dakota 02/01/2007
Ohio 06/01/2001
Oklahoma 05/23/2008
Oregon 04/16/2002
Pennsylvania 01/27/1997
Rhode Island 03/31/2017
South Carolina 11/26/2007
South Dakota 06/18/2010
Tennessee 01/09/2002
Texas 01/03/1994
Utah 06/03/2003
Vermont 07/29/2008
Virginia 07/27/1987
Washington 09/16/1996
West Virginia 03/18/2002
Wisconsin 02/02/2010

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser