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Investment Adviser Firm Summary

PARSEC FINANCIAL MANAGEMENT INC (CRD# 104919 / SEC# 801-16359)
Alternate Names: PARSEC FINANCIAL , PARSEC FINANCIAL MANAGEMENT , PARSEC FINANCIAL MANAGEMENT INC , PARSEC FINANCIAL MANAGEMENT, INC , PARSEC FINANCIAL WEALTH MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/14/1981

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/22/2018
California 01/16/1996
Colorado 03/22/2018
Florida 02/17/1993
Georgia 08/10/1992
Hawaii 04/12/2010
Illinois 03/05/1999
Indiana 04/11/2018
Kentucky 03/03/2011
Louisiana 10/15/2001
Maine 03/30/2012
Maryland 11/10/1992
Massachusetts 04/01/2013
Michigan 03/09/1999
Minnesota 09/15/1992
Missouri 03/30/2012
New Hampshire 10/16/2000
New Jersey 02/19/2009
New York 07/09/2004
North Carolina 01/22/2001
Ohio 01/18/2011
Oregon 01/16/2015
Pennsylvania 01/18/2011
South Carolina 01/26/1993
Tennessee 03/08/1999
Texas 11/12/1998
Virginia 04/22/1993
Washington 02/05/2013
Wisconsin 01/16/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser