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Investment Adviser Firm Summary

HGK ASSET MANAGEMENT INC (CRD# 104870 / SEC# 801-19314)
Alternate Names: HGK ASSET MANAGEMENT INC , HGK TRINITY STREET INTERNATIONAL EQUITY FUND, GP, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/26/1983

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/08/2004
Alaska 02/24/2009
Arizona 02/24/2009
Arkansas 02/24/2009
California 08/30/1991
Colorado 03/29/2006
Connecticut 02/09/1999
Delaware 03/09/2009
District of Columbia 10/30/2002
Florida 06/09/1992
Georgia 04/28/1997
Hawaii 03/29/2006
Idaho 02/24/2009
Illinois 02/08/1999
Indiana 02/24/2009
Iowa 02/25/2009
Kansas 03/06/2002
Kentucky 02/24/2009
Louisiana 02/24/2009
Maine 02/24/2009
Maryland 06/14/1999
Massachusetts 02/08/1999
Michigan 01/21/1998
Minnesota 02/24/2009
Mississippi 02/24/2009
Missouri 02/24/2009
Montana 02/24/2009
Nebraska 02/24/2009
Nevada 09/30/2005
New Hampshire 02/24/2009
New Jersey 07/23/1997
New Mexico 02/24/2009
New York 06/21/1989
North Carolina 02/24/2009
North Dakota 02/24/2009
Ohio 02/24/2009
Oklahoma 02/24/2009
Oregon 02/24/2009
Pennsylvania 01/03/1985
Puerto Rico 02/24/2009
Rhode Island 01/01/2002
South Carolina 02/24/2009
South Dakota 02/25/2009
Tennessee 03/07/2002
Texas 02/24/2009
Utah 02/24/2009
Vermont 02/24/2009
Virgin Islands 02/24/2009
Virginia 03/29/2006
Washington 02/24/2009
West Virginia 02/24/2009
Wisconsin 02/24/2009
Wyoming 03/28/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser