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Investment Adviser Firm Summary

EATON VANCE MANAGEMENT (CRD# 104859 / SEC# 801-15930)
Alternate Names: EATON VANCE MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/20/1981

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 08/08/2001
Alaska 08/20/2002
Arizona 08/24/1994
Arkansas 08/08/2001
California 06/16/1992
Colorado 08/20/2002
Connecticut 07/01/1997
Delaware 08/20/2002
District of Columbia 02/07/1998
Florida 04/30/1979
Georgia 10/14/1992
Hawaii 10/26/1994
Idaho 08/20/2002
Illinois 04/02/1991
Indiana 02/07/2001
Iowa 08/13/2001
Kansas 08/20/2002
Kentucky 08/20/2002
Louisiana 08/20/2002
Maine 01/01/1998
Maryland 09/10/1993
Massachusetts 08/20/2002
Michigan 11/07/1997
Minnesota 11/03/1982
Mississippi 08/20/2002
Missouri 02/02/1994
Montana 08/20/2002
Nebraska 08/20/2002
Nevada 08/08/2001
New Hampshire 04/05/1982
New Jersey 01/02/1974
New Mexico 08/20/2002
New York 11/19/1993
North Carolina 01/03/2001
North Dakota 04/05/2000
Ohio 08/20/2002
Oklahoma 08/22/2001
Oregon 06/24/1993
Pennsylvania 05/18/1994
Puerto Rico 08/18/1999
Rhode Island 01/01/1993
South Carolina 08/08/2001
South Dakota 08/20/2002
Tennessee 08/20/2002
Texas 01/22/1993
Utah 08/20/2002
Vermont 11/16/1994
Virginia 10/19/1987
Washington 08/08/2001
West Virginia 08/20/2002
Wisconsin 01/01/1956

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser