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Investment Adviser Firm Summary

MONETA GROUP INVESTMENT ADVISORS, LLC (CRD# 104727 / SEC# 801-34723)
Alternate Names: MONETA GROUP , MONETA GROUP INVESTMENT ADVISORS INC , MONETA GROUP INVESTMENT ADVISORS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/30/1989

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/09/2003
Arizona 04/19/2001
Arkansas 03/14/2001
California 04/19/2001
Colorado 01/09/2003
Connecticut 01/07/2009
Florida 09/20/1994
Georgia 11/09/1995
Illinois 03/05/1990
Indiana 03/28/2008
Iowa 03/31/2008
Kansas 04/04/2001
Louisiana 01/29/2007
Maryland 01/29/2007
Massachusetts 01/09/2003
Michigan 03/16/2001
Minnesota 01/09/2003
Missouri 07/06/1989
Nebraska 03/28/2008
Nevada 01/29/2007
New Hampshire 01/29/2007
New Jersey 05/15/2001
New York 01/29/2007
North Carolina 11/01/2001
Ohio 03/23/2001
Oklahoma 01/09/2003
Oregon 03/28/2008
Pennsylvania 03/28/2008
South Carolina 03/21/2001
South Dakota 09/21/2015
Tennessee 04/12/2001
Texas 07/08/1997
Utah 08/14/2018
Virginia 03/16/2001
Washington 01/09/2003
Wisconsin 01/29/2007
Wyoming 06/28/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser