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Investment Adviser Firm Summary

PRIVATE MANAGEMENT GROUP INC (CRD# 104707 / SEC# 801-28023)
Alternate Names: PRIVATE MANAGEMENT GROUP INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/26/1986

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 02/08/2001
California 12/01/1986
Connecticut 09/25/2017
Florida 09/20/2004
Georgia 03/26/2012
Hawaii 06/07/2011
Idaho 05/02/2005
Illinois 05/11/2005
Louisiana 08/31/2004
Massachusetts 10/25/2016
Michigan 08/17/2015
Minnesota 02/04/2013
Nebraska 09/28/2012
Nevada 08/05/2003
New Hampshire 06/06/2012
New Jersey 04/20/2004
New Mexico 08/22/2011
New York 02/06/2007
North Carolina 03/10/2006
Oregon 06/28/2001
Pennsylvania 03/19/2018
Texas 05/16/1996
Utah 10/19/2010
Virginia 10/28/2010
Washington 02/08/2001

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser