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Investment Adviser Firm Summary

WCM INVESTMENT MANAGEMENT, LLC (CRD# 104702 / SEC# 801-11916)
Alternate Names: WCM INVESTMENT MANAGEMENT , WCM INVESTMENT MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/12/1976

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 04/11/2005
Alaska 04/15/2005
Arizona 04/11/2005
Arkansas 04/21/2005
California 09/01/1976
Colorado 04/11/2005
Connecticut 04/11/2005
Delaware 04/25/2005
District of Columbia 04/11/2005
Florida 03/12/2004
Georgia 04/11/2005
Hawaii 04/11/2005
Idaho 04/11/2005
Illinois 08/08/2005
Indiana 04/11/2005
Iowa 04/12/2005
Kansas 04/11/2005
Kentucky 04/11/2005
Louisiana 04/11/2005
Maine 04/11/2005
Maryland 04/11/2005
Massachusetts 03/11/2004
Michigan 04/11/2005
Minnesota 03/17/2004
Mississippi 04/11/2005
Missouri 04/11/2005
Montana 04/11/2005
Nebraska 04/11/2005
Nevada 04/11/2005
New Hampshire 04/11/2005
New Jersey 05/10/2005
New Mexico 04/11/2005
New York 03/11/2004
North Carolina 04/11/2005
North Dakota 04/11/2005
Ohio 03/11/2004
Oklahoma 04/11/2005
Oregon 04/11/2005
Pennsylvania 04/11/2005
Puerto Rico 08/31/2005
Rhode Island 04/11/2005
South Carolina 04/11/2005
South Dakota 04/13/2005
Tennessee 04/13/2005
Texas 04/11/2005
Utah 04/11/2005
Vermont 04/11/2005
Virgin Islands 02/19/2015
Virginia 04/11/2005
Washington 04/11/2005
West Virginia 04/11/2005
Wisconsin 03/11/2004
Wyoming 03/20/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser