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Investment Adviser Firm Summary

ALLEGHENY FINANCIAL GROUP LTD (CRD# 104690 / SEC# 801-12566)
Alternate Names: ALLEGHENY FINANCIAL GROUP LTD

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/17/1977

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 04/02/2013
Arizona 04/26/2004
Arkansas 03/29/2016
California 02/08/2002
Colorado 03/24/2014
Connecticut 04/26/2004
Delaware 04/02/2013
District of Columbia 04/02/2013
Florida 02/11/2002
Georgia 04/26/2004
Hawaii 03/29/2016
Idaho 03/27/2015
Illinois 05/03/2004
Indiana 03/27/2003
Iowa 04/02/2013
Kansas 03/24/2014
Kentucky 04/02/2013
Louisiana 03/31/2017
Maine 04/02/2013
Maryland 02/08/2002
Massachusetts 04/26/2004
Michigan 02/08/2002
Minnesota 04/02/2013
Missouri 04/26/2004
Montana 03/27/2015
Nebraska 03/24/2014
Nevada 04/02/2013
New Hampshire 03/27/2003
New Jersey 02/28/2002
New Mexico 04/02/2013
New York 02/08/2002
North Carolina 02/08/2002
Ohio 02/08/2002
Oklahoma 03/24/2014
Oregon 04/02/2013
Pennsylvania 01/24/1977
Rhode Island 03/27/2003
South Carolina 04/02/2013
South Dakota 03/27/2003
Tennessee 04/02/2013
Texas 03/27/2003
Utah 04/02/2013
Vermont 04/02/2013
Virginia 02/08/2002
Washington 04/02/2013
West Virginia 10/21/2003
Wisconsin 04/02/2013

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser