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Investment Adviser Firm Summary

PORTFOLIO STRATEGIES INC (CRD# 104685 / SEC# 801-18475)
Alternate Names: PORTFOLIO STRATEGIES INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/15/1983

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/27/1998
Arizona 06/17/1998
California 06/16/1992
Colorado 01/01/1999
Connecticut 09/28/1998
Florida 02/26/1998
Georgia 02/26/1998
Hawaii 03/30/2012
Idaho 12/01/2014
Illinois 06/08/1998
Iowa 08/06/2003
Kansas 07/29/1999
Louisiana 10/15/2001
Maryland 08/03/1999
Michigan 05/06/1998
Minnesota 04/08/1998
Mississippi 03/08/2004
Missouri 02/12/2003
Nebraska 08/06/2003
New Hampshire 12/01/2014
New Jersey 03/01/1999
New Mexico 02/19/1999
New York 05/02/2001
North Carolina 12/14/1999
Ohio 05/26/2000
Oklahoma 04/15/2002
Oregon 04/12/1988
Pennsylvania 05/06/1998
South Carolina 09/16/1992
Texas 04/06/1998
Washington 03/16/1983
Wisconsin 05/17/1999

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser