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Investment Adviser Firm Summary

RICHMOND CAPITAL MANAGEMENT INC (CRD# 104636 / SEC# 801-17534)
Alternate Names: RICHMOND CAPITAL MANAGEMENT INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/02/1982
Illinois Terminated 09/04/2003

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 03/28/2012
Florida 10/28/1988
Georgia 03/05/1990
Illinois 09/08/2003
Massachusetts 09/08/2003
Michigan 01/28/1999
Mississippi 03/26/2008
Missouri 03/29/2007
Nebraska 03/30/2011
New Hampshire 03/23/2010
New Jersey 02/21/2013
New York 01/30/2003
Ohio 01/30/2003
Pennsylvania 09/08/2003
Texas 07/14/1989
Virginia 06/23/1987
Wisconsin 01/28/1997

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser