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Investment Adviser Firm Summary

NUVEEN FUND ADVISORS, LLC (CRD# 104626 / SEC# 801-14147)
Alternate Names: NUVEEN , NUVEEN ASSET MANAGEMENT , NUVEEN ASSET MANAGEMENT INC , NUVEEN ASSET MANAGEMENT INC. , NUVEEN ASSET MANAGEMENT, INC. , NUVEEN FUND ADVISORS, INC. , NUVEEN FUND ADVISORS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/02/1978

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/27/1994
Alaska 04/21/1994
Arizona 08/29/1994
Arkansas 05/02/1994
California 11/16/1993
Colorado 01/01/1999
Connecticut 12/31/1997
Delaware 08/19/2003
District of Columbia 03/19/1997
Florida 06/17/1994
Georgia 02/01/1993
Hawaii 10/05/1994
Idaho 04/26/1994
Illinois 05/27/1998
Indiana 02/06/2001
Iowa 01/01/1999
Kansas 07/08/1994
Kentucky 04/18/1989
Louisiana 10/12/2001
Maine 03/13/1997
Maryland 06/08/1994
Massachusetts 03/01/1997
Michigan 04/17/1998
Minnesota 04/26/1994
Mississippi 12/01/1997
Missouri 10/25/1990
Montana 04/24/1994
Nebraska 09/26/1994
Nevada 10/27/1993
New Hampshire 05/19/1994
New Jersey 07/15/1994
New Mexico 12/19/2000
New York 09/15/1994
North Carolina 12/19/2000
North Dakota 06/02/1994
Ohio 03/06/2000
Oklahoma 01/01/1998
Oregon 04/23/1998
Pennsylvania 08/24/1989
Puerto Rico 07/17/1998
Rhode Island 12/01/1995
South Carolina 04/21/1994
South Dakota 04/14/1994
Tennessee 02/26/1990
Texas 10/29/1990
Utah 04/22/1994
Vermont 11/22/1994
Virgin Islands 03/03/2005
Virginia 10/03/1990
Washington 07/25/1994
West Virginia 05/02/1994
Wisconsin 07/22/1993
Wyoming 03/27/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser