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Investment Adviser Firm Summary

KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC (CRD# 104599 / SEC# 801-24241)
Alternate Names: KAYNE ANDERSON INVESTMENT MANAGEMENT LLC , KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/22/1985

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/17/1995
Alaska 02/28/2001
Arizona 01/01/1995
Arkansas 07/07/1995
California 02/09/1995
Colorado 02/28/2001
Connecticut 12/24/1997
Delaware 06/21/2002
District of Columbia 02/28/2001
Florida 01/12/1998
Georgia 02/28/2001
Hawaii 02/27/1995
Idaho 01/08/1992
Illinois 01/16/1992
Indiana 02/28/2001
Iowa 06/21/1999
Kansas 02/28/2001
Kentucky 02/28/2001
Louisiana 02/28/2001
Maine 06/27/1992
Maryland 02/28/2001
Massachusetts 02/28/2001
Michigan 02/28/2001
Minnesota 02/28/2001
Mississippi 12/18/1997
Missouri 12/20/1991
Montana 05/12/1999
Nebraska 01/01/2002
Nevada 11/08/1991
New Hampshire 02/28/2001
New Jersey 02/28/2001
New Mexico 02/28/2001
New York 02/28/2001
North Carolina 02/28/2001
North Dakota 02/28/2001
Ohio 02/28/2001
Oklahoma 01/01/1998
Oregon 02/28/2001
Pennsylvania 02/28/2001
Puerto Rico 03/31/1992
Rhode Island 01/01/1993
South Carolina 02/28/2001
South Dakota 02/28/2001
Tennessee 03/10/1998
Texas 01/01/1998
Utah 01/16/1992
Vermont 12/15/1994
Virginia 01/02/1992
Washington 04/20/1995
West Virginia 11/20/1991
Wisconsin 09/11/1997

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser