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Investment Adviser Firm Summary

DODGE & COX (CRD# 104596 / SEC# 801-1895)
Alternate Names: DODGE & COX

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/14/1959

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/29/2016
California 01/01/1970
Colorado 03/29/2016
Connecticut 03/31/2011
Delaware 11/14/2005
District of Columbia 03/29/2016
Florida 01/09/2002
Georgia 03/29/2016
Hawaii 03/29/2007
Idaho 03/29/2016
Illinois 05/27/1998
Indiana 03/29/2016
Iowa 03/29/2016
Kentucky 03/29/2016
Louisiana 03/29/2016
Maine 03/30/2018
Maryland 12/19/2001
Massachusetts 03/29/2016
Michigan 03/29/2016
Minnesota 03/29/2016
Missouri 03/29/2016
Montana 03/29/2016
Nebraska 03/29/2016
Nevada 11/26/1990
New Jersey 04/13/2016
New Mexico 03/29/2016
New York 01/07/2003
North Carolina 03/29/2016
Ohio 03/29/2016
Oklahoma 03/29/2016
Oregon 10/22/1974
Pennsylvania 08/21/2002
South Carolina 03/29/2016
Texas 05/08/1980
Utah 03/29/2016
Vermont 03/29/2016
Virginia 03/29/2016
Washington 03/08/1999
West Virginia 03/29/2016
Wisconsin 03/29/2016
Wyoming 03/30/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser