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Investment Adviser Firm Summary

PALOUSE CAPITAL MANAGEMENT, INC. (CRD# 104573 / SEC# 801-46893)
Alternate Names: KEN ROBERTS INVESTMENT MANAGEMENT, INC. , PALOUSE CAPITAL MANAGEMENT, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/30/1994

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 12/07/2000
California 09/08/1994
Colorado 03/08/2017
Florida 08/15/2017
Idaho 08/24/1994
Kentucky 10/25/2016
Louisiana 04/11/2013
Minnesota 08/20/2014
Montana 08/17/2012
New York 10/13/2017
Oregon 11/01/1997
South Carolina 02/09/2017
Texas 02/02/2001
Washington 11/01/1994
Wisconsin 08/17/2012

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser