at


Investment Adviser Firm Summary

PACIFIC INVESTMENT MANAGEMENT COMPANY LLC (CRD# 104559 / SEC# 801-48187)
Alternate Names: PACIFIC INVESTMENT MANAGEMENT CO LLC , PACIFIC INVESTMENT MANAGEMENT COMPANY LLC , PIMCO

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/14/1994

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/28/2008
Alaska 04/05/2007
Arizona 03/27/2003
Arkansas 04/02/2002
California 11/14/1994
Colorado 03/28/2002
Connecticut 12/08/1997
Delaware 03/28/2002
District of Columbia 03/29/2002
Florida 07/06/1992
Georgia 03/10/1995
Hawaii 03/30/2007
Idaho 03/30/2007
Illinois 05/10/1971
Indiana 03/28/2002
Iowa 04/10/2007
Kansas 03/28/2002
Kentucky 03/27/2003
Louisiana 03/30/2007
Maine 03/30/2007
Maryland 03/28/2002
Massachusetts 01/01/1998
Michigan 03/28/2002
Minnesota 06/18/1992
Mississippi 03/30/2007
Missouri 03/28/2002
Montana 03/30/2007
Nebraska 03/28/2002
Nevada 03/30/2007
New Hampshire 02/18/2010
New Jersey 05/23/2002
New Mexico 02/18/2010
New York 07/21/2000
North Carolina 03/28/2002
North Dakota 02/18/2010
Ohio 05/12/1999
Oklahoma 03/30/2007
Oregon 03/27/2003
Pennsylvania 03/28/2002
Puerto Rico 02/18/2010
Rhode Island 03/30/2007
South Carolina 03/27/2009
South Dakota 04/02/2007
Tennessee 03/28/2003
Texas 07/18/1995
Utah 03/28/2003
Vermont 03/30/2007
Virgin Islands 02/18/2010
Virginia 10/09/1996
Washington 03/28/2002
West Virginia 02/18/2010
Wisconsin 03/30/2007
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser