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Investment Adviser Firm Summary

TIAA ENDOWMENT & PHILANTHROPIC SERVICES, LLC (CRD# 104554 / SEC# 801-28179)
Alternate Names: COVARIANCE CAPITAL MANAGEMENT, INC. , KASPICK & CO LLC , KASPICK & COMPANY, LLC , TIAA ENDOWMENT & PHILANTHROPIC SERVICES, LLC , TIAA KASPICK

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/23/1986

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/31/2011
Arizona 04/04/2008
California 09/27/1989
Colorado 04/04/2008
Connecticut 03/26/2010
Delaware 04/12/2011
District of Columbia 04/04/2008
Georgia 04/04/2008
Illinois 04/09/2008
Indiana 04/04/2008
Kansas 04/04/2008
Maine 04/04/2008
Maryland 04/04/2008
Massachusetts 02/25/2002
Minnesota 04/30/2003
Mississippi 03/31/2011
Missouri 03/30/2012
Nevada 04/04/2008
New Hampshire 04/04/2008
New York 03/29/2004
North Carolina 03/29/2018
Ohio 04/04/2008
Oregon 04/04/2008
Pennsylvania 04/04/2008
Texas 03/29/2004
Vermont 04/04/2008
Virginia 04/04/2008
Washington 04/04/2000

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser