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Investment Adviser Firm Summary

IRIDIAN ASSET MANAGEMENT LLC (CRD# 104550 / SEC# 801-50661)
Alternate Names: IRIDIAN ASSET MANAGEMENT LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/05/1995

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 05/18/2005
Connecticut 03/09/1998
Delaware 02/27/2012
District of Columbia 05/04/2006
Florida 06/03/2003
Illinois 05/13/2004
Louisiana 03/23/2018
Maryland 03/17/2014
Massachusetts 06/02/2003
Michigan 05/18/2005
Nebraska 03/23/2018
New Hampshire 03/23/2018
New Jersey 05/31/2005
New York 05/31/2002
Ohio 05/18/2005
Pennsylvania 05/06/2002
Texas 06/02/2003
Vermont 12/05/2002
Virginia 05/18/2005

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser