at


Investment Adviser Firm Summary

DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. (CRD# 104518 / SEC# 801-252)
Alternate Names: DEUTSCHE ASSET MANAGEMENT , DEUTSCHE BANK GROUP , DEUTSCHE INSURANCE ASSET MANAGEMENT , DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. , DWS , DWS INVESTMENTS , DWS SCUDDER INVESTMENTS , DWS SCUDDER INVESTOR SERVICES , SCUDDER INVESTMENTS , SCUDDER KEMPER INVESTMENTS, INC. , SCUDDER PRIVATE INVESTMENT COUNSEL , ZURICH SCUDDER INVESTMENTS , ZURICH SCUDDER INVESTMENTS, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/01/1940

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 12/15/2000
Alaska 03/29/2001
Arizona 08/18/1994
Arkansas 01/25/1974
California 07/01/1985
Colorado 01/01/1999
Connecticut 09/10/1997
Delaware 08/20/2003
District of Columbia 01/13/1994
Florida 09/05/1969
Georgia 01/10/1989
Hawaii 10/27/1998
Idaho 05/13/1992
Illinois 08/20/1985
Indiana 11/08/2000
Iowa 01/01/1999
Kansas 09/23/1980
Kentucky 09/04/1973
Louisiana 10/18/2001
Maine 01/01/1998
Maryland 10/01/1990
Massachusetts 01/17/2003
Michigan 10/19/2000
Minnesota 10/01/1973
Mississippi 11/06/1997
Missouri 12/31/1979
Montana 02/10/1998
Nebraska 06/20/2000
Nevada 12/10/1990
New Hampshire 07/01/1982
New Jersey 01/01/1961
New Mexico 02/03/1992
New York 12/19/1973
North Carolina 10/19/2000
North Dakota 09/05/1974
Ohio 07/08/1999
Oklahoma 01/01/1998
Oregon 07/29/1985
Pennsylvania 08/16/1985
Puerto Rico 07/23/1974
Rhode Island 01/28/1994
South Carolina 10/19/2000
South Dakota 11/09/1998
Tennessee 07/21/1971
Texas 11/30/1998
Utah 01/25/1995
Vermont 01/24/1995
Virginia 09/15/1997
Washington 01/04/1973
West Virginia 08/09/1974
Wisconsin 01/25/1979
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser