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Investment Adviser Firm Summary

FINANCIAL SERVICES ADVISORY INC (CRD# 104513 / SEC# 801-18801)
Alternate Names: FINANCIAL SERVICES ADVISORY , FINANCIAL SERVICES ADVISORY INC , FSA

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/21/1983

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 08/02/1988
Colorado 03/29/2007
Delaware 02/04/1992
District of Columbia 12/08/1993
Florida 10/22/1991
Illinois 04/12/1994
Indiana 03/14/2014
Louisiana 10/05/2001
Maryland 10/26/2000
Massachusetts 05/09/1994
Michigan 06/04/1998
New Jersey 12/07/2009
New Mexico 03/30/2005
New York 01/08/2003
North Carolina 10/23/2000
Oregon 04/25/1995
Pennsylvania 03/09/1992
South Carolina 03/30/2005
Tennessee 03/08/2004
Texas 05/08/1992
Utah 03/05/2004
Virginia 04/28/1988
Washington 08/17/1995
West Virginia 01/13/1986
Wisconsin 03/25/2010

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser