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Investment Adviser Firm Summary

FINANCIAL ENGINES ADVISORS L.L.C. (CRD# 104510 / SEC# 801-55196)
Alternate Names: EDELMAN FINANCIAL ENGINES , FINANCIAL ENGINES ADVISORS L.L.C. , FINANCIAL ENGINES ADVISORS LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/14/1998

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/15/1998
Alaska 06/01/1998
Arizona 06/03/1998
Arkansas 06/02/1998
California 02/10/1998
Colorado 03/24/2004
Connecticut 06/16/1998
Delaware 03/31/2003
District of Columbia 07/01/1998
Florida 06/05/1998
Georgia 06/03/1998
Hawaii 10/02/1998
Idaho 06/01/1998
Illinois 06/01/1998
Indiana 11/08/2000
Iowa 01/01/1999
Kansas 06/01/1998
Kentucky 06/03/1998
Louisiana 10/05/2001
Maine 06/01/1998
Maryland 06/03/1998
Massachusetts 06/01/1998
Michigan 06/04/1998
Minnesota 06/10/1998
Mississippi 06/03/1998
Missouri 06/04/1998
Montana 06/15/1998
Nebraska 06/02/1998
Nevada 06/01/1998
New Hampshire 01/01/1999
New Jersey 06/11/1998
New Mexico 06/02/1998
New York 10/07/1998
North Carolina 10/23/2000
North Dakota 01/02/2001
Ohio 08/02/1999
Oklahoma 01/01/1998
Oregon 06/05/1998
Pennsylvania 06/01/1998
Puerto Rico 08/18/1999
Rhode Island 06/01/1998
South Carolina 06/05/1998
South Dakota 06/01/1998
Tennessee 06/03/1998
Texas 10/02/1998
Utah 06/02/1998
Vermont 06/03/1998
Virgin Islands 04/14/2009
Virginia 10/05/1998
Washington 06/02/1998
West Virginia 06/01/1998
Wisconsin 06/02/1998
Wyoming 11/01/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser