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Investment Adviser Firm Summary

SANFORD C. BERNSTEIN & CO., LLC (CRD# 104474 / SEC# 8-52942, 801-57937)
Alternate Names: SANFORD C. BERNSTEIN & CO., LLC , SANFORD C. BERSTEIN & CO., LLC

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/28/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/11/2010
Alaska 01/11/2010
Arizona 03/31/2011
Arkansas 01/11/2010
California 01/11/2010
Colorado 03/31/2011
Connecticut 01/11/2010
Delaware 01/19/2010
District of Columbia 01/11/2010
Florida 01/12/2010
Georgia 01/11/2010
Hawaii 01/11/2010
Idaho 01/11/2010
Illinois 01/26/2010
Indiana 01/11/2010
Iowa 01/11/2010
Kansas 01/11/2010
Kentucky 03/31/2011
Louisiana 03/31/2011
Maine 01/11/2010
Maryland 01/11/2010
Massachusetts 03/31/2011
Michigan 03/31/2011
Minnesota 01/11/2010
Mississippi 01/11/2010
Missouri 01/11/2010
Montana 01/11/2010
Nebraska 01/11/2010
Nevada 01/11/2010
New Hampshire 01/11/2010
New Jersey 05/20/2011
New Mexico 01/11/2010
New York 01/11/2010
North Carolina 01/11/2010
North Dakota 01/11/2010
Ohio 01/11/2010
Oklahoma 01/11/2010
Oregon 01/11/2010
Pennsylvania 03/31/2011
Puerto Rico 03/31/2011
Rhode Island 01/11/2010
South Carolina 01/11/2010
South Dakota 02/05/2010
Tennessee 01/11/2010
Texas 03/31/2011
Utah 01/11/2010
Vermont 01/11/2010
Virgin Islands 03/31/2011
Virginia 01/11/2010
Washington 01/11/2010
West Virginia 01/11/2010
Wisconsin 03/31/2011

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser