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Investment Adviser Firm Summary

SIGNATURE SECURITIES GROUP CORPORATION (CRD# 104233 / SEC# 8-52697, 801-67767)
Alternate Names: SIGNATURE SECURITIES , SIGNATURE SECURITIES GROUP CORP. , SIGNATURE SECURITIES GROUP CORPORATION

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/10/2007
Florida Terminated 05/14/2007
New Jersey Terminated 05/14/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/12/2015
California 11/30/2007
Colorado 08/03/2012
Connecticut 05/21/2007
Delaware 09/29/2010
District of Columbia 06/02/2014
Florida 05/10/2007
Georgia 05/21/2007
Illinois 06/22/2016
Indiana 05/10/2016
Kentucky 11/01/2016
Maine 11/30/2007
Maryland 11/30/2007
Massachusetts 05/18/2007
Minnesota 03/28/2013
Nevada 12/17/2013
New Hampshire 01/02/2013
New Jersey 05/16/2007
New Mexico 06/02/2014
New York 05/10/2007
North Carolina 11/30/2007
Ohio 11/30/2007
Pennsylvania 11/30/2007
South Carolina 11/30/2007
Tennessee 12/12/2016
Texas 06/26/2014
Utah 11/18/2015
Vermont 07/23/2015
Virginia 05/15/2012
West Virginia 01/13/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser