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Investment Adviser Firm Summary

DELTEC ASSET MANAGEMENT LLC (CRD# 104068 / SEC# 8-52597, 801-58090)
Alternate Names: DELTEC ASSET MANAGEMENT LLC

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/29/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/07/2011
Alaska 03/24/2006
Arizona 03/23/2006
Arkansas 03/07/2011
California 01/01/2001
Colorado 03/23/2006
Connecticut 01/02/2001
Delaware 01/17/2001
District of Columbia 03/23/2006
Florida 05/18/2001
Georgia 03/07/2011
Hawaii 03/07/2011
Idaho 03/07/2011
Illinois 03/23/2006
Indiana 03/07/2011
Iowa 03/07/2011
Kansas 03/23/2006
Kentucky 03/23/2006
Louisiana 03/07/2011
Maine 03/23/2006
Maryland 11/19/2007
Massachusetts 03/23/2006
Michigan 03/23/2006
Minnesota 03/27/2006
Mississippi 03/07/2011
Missouri 03/23/2006
Montana 03/07/2011
Nebraska 03/07/2011
Nevada 03/07/2011
New Hampshire 03/23/2006
New Jersey 10/20/2000
New Mexico 03/23/2006
New York 02/26/2000
North Carolina 03/23/2006
North Dakota 03/07/2011
Ohio 03/07/2011
Oklahoma 03/07/2011
Oregon 03/07/2011
Pennsylvania 03/25/2004
Rhode Island 03/13/2009
South Carolina 03/07/2011
South Dakota 03/25/2011
Tennessee 03/24/2006
Texas 11/30/2000
Utah 03/07/2011
Vermont 03/13/2009
Virginia 03/07/2011
Washington 03/07/2011
West Virginia 03/07/2011
Wisconsin 02/23/2010
Wyoming 02/22/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser