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Detailed Report
Shawn Dale Hogan
Shawn D Hogan, Shawn Hogan
CRD#: 6741537
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Investment Adviser
FINISH WELL RIA LLCCRD#: 321957 1554 Polaris Parkway
STE 325
Columbus, OH 43240
Registration History
2017201820192020202120222023202420252026IAFINISH WELL RIA LLC (CRD# 321957)2022 - Present (2 years)IAGOLDEN RESERVE RIA, LLC (CRD# 283588)2019 - 2022 (2 years)IAAE WEALTH MANAGEMENT, LLC (CRD# 282580)2017 - 2019 (2 years)
Disclosure(s)
View By:
6/16/2023
Judgment / Lien
License(s)

State Registrations

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Florida 2/6/2024
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Ohio 6/30/2022
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Mississippi 10/24/2023
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Texas 8/17/2023
Current Registration(s)
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FINISH WELL RIA LLC (CRD#:321957)
1554 Polaris Parkway STE 325, Columbus, OH 43240
Registered with this firm since 6/30/2022
Previous Registration(s)
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 07/19/2019 - 06/21/2022 GOLDEN RESERVE RIA, LLC (CRD#:283588) DUBLIN, OH
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 01/12/2017 - 05/07/2019 AE WEALTH MANAGEMENT, LLC (CRD#:282580) Columbus, OH
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.